“We would be almost in panic mode working late, cutting scope just to get the audits done by the end of the year. And this past year, we managed to get to the end of the year with much lower anxiety. And I'm looking forward to the next few months where I think we are right on target to complete the plan without a year-end panic.”
Learn how Denise Dombay, Chief Audit Executive at FINRA, partnered with Gartner to transform the audit department by implementing a strategic plan focused on staff development, data-driven practices, and risk-based approaches.