Client Story

Driving Audit Transformation and Operational Excellence

Learn how Denise Dombay, Chief Audit Executive at FINRA, partnered with Gartner to transform the audit department by implementing a strategic plan focused on staff development, data-driven practices, and risk-based approaches.

Mission-critical priority

Transforming the audit department by prioritizing three strategic areas: talent development, data-driven decision making, and adopting a more risk-driven approach.

How Gartner helped

The client used Gartner’s audit score tool to showcase improvements, leveraged case studies for best practices, and consulted experts to refine strategy and presentations.

Business impact

With Gartner’s support, the client improved audit performance, built cross-functional alignment, and optimized audit cycles to achieve improved audit delivery, efficiency, and effectiveness.

Industry

Industry

Financial Services


Revenue

Revenue

$1.6B


Employees

Employees

1,001-5,000 

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